• m_practice_areas
  • pa_securities

Our Securities practice represents public and private companies in connection with the issuance of stock, partnership interests, debt and other securities, including registration of such securities for public sales and private placement of such securities under exemptions from registration.

We also represent investors and corporate control persons in connection with the purchase and sale of securities and in the reporting obligations relating to changes in ownership or control; reporting companies in compliance with their reporting obligations, including preparation of Current Reports on Form 8-K, Quarterly Reports on Form 10-Q or 10-QSB, Annual Reports on Form 10-K or 10KSB; and counsels reporting companies and their owners and directors in connection with the filing of proxies and other soliciting materials for regular and special meetings of stockholders.

Our member of the Firm that concentrates on Securities transactions is Larry Wilson.

recent_transactions
  • Private placement of $10,000,000 in preferred stock issued by a waste-to-energy developer with a registered investment company.
  • Restructure and reverse listing merger of a private vehicle leasing company.
  • Securities registration and reporting compliance for companies engaged in telecommunications services, oil and gas production, manufacturing and other industries.
  • Represented a title insurance company in a $1,000,000 state registered offering of membership interests.
  • Represented a public manufacturer of electronic components in a $75,000,000 universal shelf registration of common stock, warrants, and units and multiple takedowns.
  • Represented a private measurement while drilling company in a $197,500,000 merger with a publicly held special purpose acquisition company.
  • Representation of an independent oil and gas operator and its incumbent directors in a proxy contest with a dissident shareholder group.
  • Conversion of shareholders' capital stock in a privately held company into capital stock of a publicly traded company valued at $22,500,000.