• m_practice_areas
  • pa_securities

Our Securities practice represents public and private companies in connection with the issuance of stock, partnership interests, debt and other securities, including registration of such securities for public sales and private placement of such securities under exemptions from registration.

We also represent investors and corporate control persons in connection with the purchase and sale of securities and in the reporting obligations relating to changes in ownership or control; reporting companies in compliance with their reporting obligations, including preparation of Current Reports on Form 8-K, Quarterly Reports on Form 10-Q or 10-QSB, Annual Reports on Form 10-K or 10KSB; and counsels reporting companies and their owners and directors in connection with the filing of proxies and other soliciting materials for regular and special meetings of stockholders.

Members of the Firm who concentrate on Securities transactions include Larry Wilson and Shay Johanson.

recent_transactions
  • Registration of 20,800,000 shares of SureCare, Inc. common stock, $.001 par value, to be offered by SureCare, Inc. in connection with an Equity Line of Credit Agreement with Cornell Capital, L.P.
  • Registration of 325,000 shares of iExalt, Inc. common stock, $.05 par value, in connection with various employee and consultant compensation plans.
  • Representation of an independent oil and gas operator and its incumbent directors in a proxy contest with a dissident shareholder group.
  • Representation of a NYSE medical products company in tender offer for purchase of a public company.
  • Representation of a public company's outside board of directors in connection with investigation of possible wrongdoing by an executive officer.
  • Conversion of shareholders' capital stock in a privately held company into capital stock of a publicly traded company valued at $22,500,000.